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02.28.20

VIEWpoint Issue 1 | 2020

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Contractor’s Revenue Recognition Reminder Checklist

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$1.5 Million Penalty for SAR Failures

05.13.21
On May 12, 2021, the Securities and Exchange Commission (SEC) announced a $1.5 million penalty against GWFS Equities Inc. (GWFS) for improper filing of Suspicious Activity Reports (SARs). GWFS is a Colorado-registered broker-dealer and an affiliate o...
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Largest Ever FCRA Penalty Issued

05.05.21
On April 29, 2021, the Federal Trade Commission (FTC) announced that Vivint Smart Homes Inc (Vivint) will pay $20 million to settle allegations it violated the Fair Credit Reporting Act (FCRA). The FTC stated this was the largest monetary judgment ev...
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CFPB Proposes to Delay Two FDCPA Rules

04.08.21
On April 7, 2021, the Consumer Financial Protection Bureau (CFPB) proposed delaying the effective date of two recent Fair Debt Collection Practices Act (FDCPA) rules set to take effect on Nov. 30, 2021. Fair Debt Collection: Addresses communications ...
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CFPB Rescinds Abusiveness Policy Statement

03.11.21
On Mar. 11, 2021, the Consumer Financial Protection Bureau (CFPB) rescinded the Jan. 24, 2020 Statement of Policy Regarding Prohibition on Abusive Acts or Practices policy statement. The policy statement indicated the CFPB would decline to seek civil...
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CFPB Backtracking on QM Rule

02.25.21
On Feb. 23, 2021, the Consumer Financial Protection Bureau (CFPB) issued a Statement on Mandatory Compliance Date of General QM Final Rule and Possible Reconsideration of General QM Final Rule and Seasoned QM Final Rule addressing two final rules pre...
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