Popular Resources


VIEWpoint Issue 1 | 2020


VIEWpoint Issue 3 | 2019


Contractor’s Revenue Recognition Reminder Checklist

View All Resources

Recent Articles

View All Articles

$1.5 Million Penalty for SAR Failures

On May 12, 2021, the Securities and Exchange Commission (SEC) announced a $1.5 million penalty against GWFS Equities Inc. (GWFS) for improper filing of Suspicious Activity Reports (SARs). GWFS is a Colorado-registered broker-dealer and an affiliate o...
Read Full Article

Largest Ever FCRA Penalty Issued

On April 29, 2021, the Federal Trade Commission (FTC) announced that Vivint Smart Homes Inc (Vivint) will pay $20 million to settle allegations it violated the Fair Credit Reporting Act (FCRA). The FTC stated this was the largest monetary judgment ev...
Read Full Article

CFPB Proposes to Delay Two FDCPA Rules

On April 7, 2021, the Consumer Financial Protection Bureau (CFPB) proposed delaying the effective date of two recent Fair Debt Collection Practices Act (FDCPA) rules set to take effect on Nov. 30, 2021. Fair Debt Collection: Addresses communications ...
Read Full Article

NCUA Issues 2020 Annual Report

On Mar. 16, 2021, the National Credit Union Administration (NCUA) issued the NCUA 2020 Annual Report. While the 246-page annual report does not include much information on regulatory compliance, there are a few noteworthy compliance items credit unio...
Read Full Article

CFPB Rescinds Abusiveness Policy Statement

On Mar. 11, 2021, the Consumer Financial Protection Bureau (CFPB) rescinded the Jan. 24, 2020 Statement of Policy Regarding Prohibition on Abusive Acts or Practices policy statement. The policy statement indicated the CFPB would decline to seek civil...
Read Full Article

To View this Resource

A quick registration is required to view our resources.
You will only be asked to do this one time (unless you don't save your browser cookies).

All form fields are required.