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2022’s Regulatory Compliance Hot Spots

  • Understand areas of examiner focus and regulatory changes on the horizon, and their impact on your credit union.
  • Identify ways to prioritize regulatory compliance risks.
  • Recognize best practices for developing an ongoing regulatory compliance strategy.
  • Gain knowledge on today’s evolving regulatory areas.


Regulation E Error Resolution: Common Risks and Violations

  • Understand the basic concepts of Regulation E.
  • Identify common violation errors.
  • Recognize the risks associated with the regulation.
  • Become familiar with error resolution requirements.


NCUA Exam Priorities: What to Expect in 2021

  • Identify priority areas of NCUA’s exams for the year.
  • Learn ways to prepare for your exam to combat scrutiny in priority areas.


Preparing for a BSA Exam or Audit: Considering High-Risk Customers and Activities

  • Become familiar with the various types of high-risk customers and activities, and how to identify them.
  • Learn exam hot spots on regulators’ radars.
  • Gain insight on common pitfalls often driving poor exam or audit results.
  • Recognize ways to consolidate information on your institution’s BSA.


Regulatory Compliance in This Pandemic Environment

  • Gain insight into important compliance changes and how they impact community-based financial institutions.
  • Make sense of a changing regulatory compliance environment, including the impact on everything from Regulations D and B, to the FCRA, BSA, OFAC, and loan forbearance and servicing.


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