401k Audit Services

When you choose to offer a 401(k) plan to your employees, you’re offering a great perk, but it also comes with fiduciary responsibilities to protect the plan’s assets. As part of this responsibility you must ensure the plan remains in compliance with regulations and requirements set by the Employee Retirement Income Security Act of 1974 (ERISA), and other regulatory bodies, which often calls for a 401(k) audit.

Since employee benefit plan regulations can be complex, it’s important to partner with an experienced 401(k) audit firm to ensure proper compliance. Backed by 85-plus years of experience, Doeren Mayhew’s 401(k) auditors have the specialized training on the specific rules and regulations governing retirement plans to help you manage these complexities, while gaining confidence in your plan reporting.

To validate our ongoing commitment to quality in employee benefit plan audits, Doeren Mayhew, a well-known 401(k) audit firm, is also a registered member of the American Institute of Certified Public Accountants Employee Benefit Plan Audit Quality Center.

Our 401(k) Audit Services

Advising clients on over 200 diverse plans a year, our 401(k) auditors have the experience to offer valuable insight into the operations and compliance of your 401(k) plan in today’s evolving landscape. Our 401(k) audit services include:

  • 401(k) audits
  • Form 5500 preparation
  • 401(k) plan consulting
  • Compliance testing and reporting
  • Regulatory resolution assistance
  • Initial 401(k) plan audit preparation

Does Your Plan Require 401(k) Audit Services?

Wondering if your plan requires a 401(k) audit? Today, 401(k) plans that have more than 100 participants are required to have 401(k) audits conducted on an annual basis. At the start of each plan year, eligible participants should be counted, including participants who are active, deceased, retired or separated. After your participant count is confirmed, Doeren Mayhew’s 401(k) auditors can assist you in preparing for your first audit and helping you meet your annual 401(k) audit requirements.

A 401(k) Audit Firm You Can Rely On

With a reputable 401(k) audit firm like Doeren Mayhew as your partner, expect our 401(k) auditors to provide timely solutions and reporting to help ease fiduciary responsibility concerns and achieve your plan objectives. For more information on our 401(k) audit services, contact Doeren Mayhew today.