Regulatory Compliance

Stay one step ahead of the regulatory curve.

In a continually shifting regulatory environment, credit unions have to dodge the bullets of poor examinations, litigation and fines. Our compliance pros have your back, with year-round proactive support to test compliance with regulations and effectively address the risks you face.

Comply with regulations while amplifying your existing compliance program. We know what examiners are looking for. Our tailored approach offers testing of all areas or just a select few. Either way, our compliance pros will position you for a successful regulatory exam and provide you with the right insight to improve your compliance management program.

Bank Secrecy Act (BSA)/Anti-Money Laundering (AML)/Office of Foreign Assets Control (OFAC) independent testing

BSA/AML Software Data Validation

Deposit regulations


  • Regulation E
  • Regulation D
  • Regulation P
  • Regulation CC
  • Courtesy Pay
  • Truth-in-Savings Act
  • Regulation GG

Consumer lending


  • Regulation B
  • Regulation Z
  • Credit CARD Act

Real estate loan origination


  • Regulation B
  • Regulation Z
  • Fair Credit Reporting Act (FCRA) and Fair and Accurate Credit Transaction Act (FACT Act)
  • Flood Disaster Protection Act (FDPA)
  • Real Estate Settlement Procedures Act (RESPA)
  • Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act)

Mortgage servicing


  • Flood Disaster Protection Act
  • Homeowners Protection Act (HPA)/Private Mortgage Insurance (PMI) Cancellation Act
  • Annual SAFE Act Review

Loan denials


  • Regulation B
  • FCRA and FACT Act

Unfair, deceptive, or abusive acts and practices (UDAAP)

Servicemembers Civil Relief Act (SCRA) and Military Lending Act (MLA)

FCRA and FACT Act compliance

Home Mortgage Disclosure Act (HMDA) compliance

Website/social media/advertising compliance

FinTech compliance

Compliance management system review

NCUA checklist based fair lending testing

Regulatory Compliace Experts