Stay one step ahead of the regulatory curve.
In a continually shifting regulatory environment, credit unions have to dodge the bullets of poor examinations, litigation and fines. Our compliance pros have your back, with year-round proactive support to test compliance with regulations and effectively address the risks you face.
Comply with regulations while amplifying your existing compliance program. We know what examiners are looking for. Our tailored approach offers testing of all areas or just a select few. Either way, our compliance pros will position you for a successful regulatory exam and provide you with the right insight to improve your compliance management program.
Bank Secrecy Act (BSA)/Anti-Money Laundering (AML)/Office of Foreign Assets Control (OFAC) independent testing
BSA/AML Software Data Validation
Deposit regulations
- Regulation E
- Regulation D
- Regulation P
- Regulation CC
- Courtesy Pay
- Truth-in-Savings Act
- Regulation GG
Consumer lending
- Regulation B
- Regulation Z
- Credit CARD Act
Real estate loan origination
- Regulation B
- Regulation Z
- Fair Credit Reporting Act (FCRA) and Fair and Accurate Credit Transaction Act (FACT Act)
- Flood Disaster Protection Act (FDPA)
- Real Estate Settlement Procedures Act (RESPA)
- Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act)
Mortgage servicing
- Flood Disaster Protection Act
- Homeowners Protection Act (HPA)/Private Mortgage Insurance (PMI) Cancellation Act
- RESPA
- Annual SAFE Act Review
Loan denials
- Regulation B
- FCRA and FACT Act
Unfair, deceptive, or abusive acts and practices (UDAAP)
Servicemembers Civil Relief Act (SCRA) and Military Lending Act (MLA)
FCRA and FACT Act compliance
Home Mortgage Disclosure Act (HMDA) compliance
Website/social media/advertising compliance
FinTech compliance
Compliance management system review
NCUA checklist based fair lending testing
