Preparing for a BSA Exam or Audit: Considering High-Risk Customers and Activities

  • On-Demand Webcast

Increased risk associated with high-risk customers and activities has garnered more scrutiny by examiners recently. Regulators want to know that your institution’s Bank Secrecy Act (BSA) operations are appropriately identifying, monitoring and auditing its high-risk customers and activities. To help your institution prepare, manage and pass your next BSA exam or independent audit, watch this on-demand webcast where we will explore various types of high-risk customers and activities, the determination process of identifying them and common validation documentation you may be required to produce in an exam or an independent audit.

Learning Objectives

  • Become familiar with the various types of high-risk customers and activities, and how to identify them.
  • Learn exam hot spots on regulators’ radars.
  • Gain insight on common pitfalls often driving poor exam or audit results.
  • Recognize ways to consolidate information on your institution’s BSA.


Subscribe for more VIEWPoints